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Securities Act
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361	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-06-22 16:32:41 Financial markets 76th United States Congress Commodity markets Institutional investors Funds Exchange-traded fund U.S. Securities and Exchange Commission Broker-dealer Investment Advisers Act Futures contract Financial adviser Securities Exchange Act
362	FinTech Group AG KEEN FINAL Add to Reading List Source URL: www.fintechgroup.com Language: English - Date: 2014-12-03 10:57:43 Stock market Financial technology Securities Act Security Stock ING Group Prospectus
363	SEC FORM 3 Page 1 of 1 SEC Form 3 UNITED STATES SECURITIES AND EXCHANGE Add to Reading List Source URL: www.baltia.com Language: English - Date: 2016-05-05 10:00:39 Stock market SEC filings 73rd United States Congress U.S. Securities and Exchange Commission Form 4 Security Securities Exchange Act Stock
364	LogMeIn Announces Merger with Citrix’s GoTo Family of Products to Create a Billion Dollar Industry Leader J U LY 2 6 T H , Safe Harbor Statement This communication contains “forward-looking statements” con Add to Reading List Source URL: s2.q4cdn.com Language: English - Date: 2016-07-26 16:08:51 Stock market Remote desktop SEC filings 73rd United States Congress U.S. Securities and Exchange Commission LogMeIn Mergers and acquisitions Proxy statement Securities Exchange Act Citrix Systems Securities Act Forward-looking statement
365	Recent disclosures of financial misdeeds have rocked capital markets – Enron, World-Com, Adelphia, Parmalat, etc Add to Reading List Source URL: financialreg.nd.edu Language: English - Date: 2016-01-13 13:54:31 73rd United States Congress U.S. Securities and Exchange Commission Stock market United States corporate law Accounting Voluntary disclosure SarbanesOxley Act Securities Exchange Act Insider trading Securities Act Regulation S-K Cross listing
366	FORMCheck this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Add to Reading List Source URL: compliance-sec.com Language: English - Date: 2016-04-05 08:27:03 Equity securities Corporate finance Stock market SEC filings Options Warrant Form 4 Security Convertible security Stock Derivative Securities Exchange Act
367	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-04-07 11:05:00 U.S. Securities and Exchange Commission 73rd United States Congress Stock market Securities Exchange Act Securities regulation in the United States Broker-dealer Security SEC filing Form 144
368	INSIDER TRADING AND CONFIDENTIALITY POLICY (updated as of JuneI. INTRODUCTION Add to Reading List Source URL: newscorpcom.files.wordpress.com Language: English - Date: 2016-06-14 04:17:09 Stock market 73rd United States Congress U.S. Securities and Exchange Commission Corruption SEC filings Insider trading Securities Exchange Act SEC Rule 10b-5 Securities Act SEC Rule 10b5-1 United States corporate law Stock
369	PDF Document Add to Reading List Source URL: www.mediageneral.com Language: English - Date: 2016-03-04 12:02:45 Stock market U.S. Securities and Exchange Commission 73rd United States Congress SEC filings Prospectus Securities Act Forward-looking statement Proxy statement Security Securities Exchange Act Regulation S-K
370	Statement of Financial Condition In accordance with requirements of the Securities and Exchange Commission (the “SEC”) under SEC Rule 17a-5, the audited Statement of Financial Condition as of December 31, 2012 of BNP Add to Reading List Source URL: www.primebroker.com Language: English - Date: 2015-08-27 11:43:46 U.S. Securities and Exchange Commission United States securities law Financial markets 73rd United States Congress Broker-dealer Fixed income market Securities Exchange Act Margin Net capital rule Securities Act

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